resale of securities

resale of securities
перепродажа ценных бумаг

Ценные бумаги. Англо-русский словарь. . 2013.

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  • Securities Act of 1933 — Congress enacted the Securities Act of 1933 (the 1933 Act, the Truth in Securities Act or the Federal Securities Act , USStat|48|74, enacted 1933 05 27, codified at usc|15|77a et seq. ), in the aftermath of the stock market crash of 1929 and… …   Wikipedia

  • Investment Securities — Securities that are purchased in order to be held for investment. This is in contrast to securities that are purchased by a broker dealer or other intermediary for resale. Banks often purchase marketable securities to hold in their portfolios.… …   Investment dictionary

  • restricted securities — n. Securities acquired from the issuer in a transaction not open to the public and not available to the general public to purchase. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney Blackwell. 2008.… …   Law dictionary

  • Ticket resale — is the act of reselling tickets for admission to events. Tickets are bought from licensed sellers and are then sold for a price determined by the individual or company in possession of the tickets. Tickets sold through secondary sources may be… …   Wikipedia

  • dealer in securities — A merchant of securities with an established place of business, regularly engaged in the purchase of securities and their resale to customers. Internal Revenue Code § 1236(c); Helvering v Fried, 299 US 175, 81 L Ed 104, 57 S Ct 150; one who… …   Ballentine's law dictionary

  • regular dealer in securities — A person or corporation licensed to deal and actually dealing with the general public in the purchase and sale of securities. Trading Associates Corp. v Magruder (CA4 Md) 112 F2d 779. A merchant of securities, whether an individual, partnership,… …   Ballentine's law dictionary

  • Special Purchase and Resale Agreement - SPRA — An open market operation in which the Bank of Canada purchases securities that are repurchased by the seller the following day. This is designed to lower overnight interest rates and increase the money supply. In a SPRA, the Bank of Canada buys… …   Investment dictionary

  • Form 144 — On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:#Shorten… …   Wikipedia

  • Section 4(1) — USA Section 4(1) of the Securities Act provides a registration exemption from the provisions of Section 5 of the Securities Act for transactions by any person who is not an issuer, underwriter or dealer. Section 4(1) is a commonly used resale… …   Law dictionary

  • new issue — securities that are publicly offered for the first time, whether in an IPO or as an additional issue of stocks or bonds by a company that is already public. Bloomberg Financial Dictionary A company coming to the market for the 1st time or issuing …   Financial and business terms

  • Rule 144 — USA An SEC rule that permits resales or secondary distributions of restricted securities and control securities. Rule 144 of the Securities Act provides that a compliant resale does not involve a distribution of securities. So, a person complying …   Law dictionary


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